DFX Intelligence
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Reading the graph
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Advisor at C•••••••• W••••• G•••• L••
Round Rock, TX | SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• W••••• G•••• L•• | State registered | Dec 15, 2025 | n/a | yes | Round Rock, TX|SAN ANTONIO, TX | Current employment |
| O••••••••• | Institutional manager | Jan 29, 2015 | Jun 23, 2025 | no | ROUND ROCK, TX|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••••••• | C•••••••• W••••• G•••• L•• | Jun 23, 2025 | Dec 15, 2025 | 175 | Firm change | Other |
| W••••••••• R••••••••• A••••••• | O••••••••• | Jan 13, 2015 | Jan 29, 2015 |
| W••••••••• R••••••••• A••••••• | Institutional manager | Sep 10, 2013 | Jan 13, 2015 | no | AUSTIN, TX|ALISO VIEJO, CA | Previous registration |
| F•••••••• T••••••• I••• | Former SEC adviser | Jun 28, 2013 | Sep 3, 2014 | no | SAN RAFAEL, CA|AUSTIN, TX | Previous registration |
| Firm change |
| Other |
| F•••••••• T••••••• I••• | W••••••••• R••••••••• A••••••• | Sep 3, 2014 | Sep 10, 2013 | -358 | Firm change after gap | Other |