DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
HUMMELSTOWN, PA | EATONTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 1, 2024 | n/a | yes | HUMMELSTOWN, PA|EATONTOWN, NJ | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 18, 2019 | Jul 5, 2024 | no | SCOTTSDALE, AZ|EATONTOWN, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | L•• F•••••••• L•• | Jul 5, 2024 | Jul 1, 2024 | -4 | Bulk transfer | Ibd to ibd |
| I••••••••• A••••••• A•••• M••••••••• L•• | O•••• W•••••• I••• | Jun 30, 2020 | Oct 18, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 128716:23131:PA:2020-06-30 | Jun 30, 2020 | Oct 18, 2019 | EASTON, PA | Firm change after gap |
| I••••••••• A••••••• A•••• M••••••••• L•• | Former SEC adviser | Apr 10, 2013 | Jun 30, 2020 | no | SPRINGFIELD, NJ|EASTON, PA | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Jan 25, 2008 | Apr 2, 2013 | no | AUSTIN, TX|LIVINGSTON, NJ | Previous registration |
| -256 |
| Firm change after gap |
| RIA to ibd |
| N•• A•••••• S•••••••• L•• | I••••••••• A••••••• A•••• M••••••••• L•• | Apr 2, 2013 | Apr 10, 2013 | 8 | Firm change | Other |