DFX Intelligence

D••••••• O•••••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D••••••• O•••••••• J•••••••

Advisor at M••••• S••••••

Paramus, NJ

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Search this name across graphsid dfx:ria:ac9c01bc-5847-62dc-3f98-1e1524d4466f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 17, 2022	n/a	yes	Paramus, NJ	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Mar 22, 2021	Mar 2, 2022	no	PARAMUS, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	M••••• S••••••	Mar 2, 2022	Mar 17, 2022	15	Firm change	Ibd to wirehouse
W••••••• E•••• • C••••••• I•••	B• R•••• W••••• A•••••••• I•••	Apr 13, 2021	Mar 22, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
29686:115927:MA:2021-04-09	Apr 13, 2021	Mar 22, 2021	BOSTON, MA	Firm change
149777:29686:NJ:2018-10-09	Oct 9, 2018	Oct 5, 2018	PARAMUS, NJ	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Oct 9, 2018factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 22, 2021 to Mar 2, 2022factForm ADV
→ W••••••• E•••• • C••••••• I•••Registered adviserregistration: previous registration
Oct 5, 2018 to Apr 13, 2021factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Mar 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac9c01bc-5847-62dc-3f98-1e1524d4466f
First observed: Feb 8, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.