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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

STRATEGIC INVESTMENT SOLUTIONS INC.

CRD 114125

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac9c3760-d7e1-77ab-7684-4f2aa5c7ac3b

Data as of Dec 4, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Dec 4, 2015
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 26
Advisory employees: 25
SEC number: 801-45978
CRD: 114125
Filings on the tape: 8
First filed: Mar 5, 2012
Latest filed: Dec 4, 2015
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DENNIS, BARRY, WALTER	CHAIRMAN AND CEO	C	yes	02/2012	Mar 5, 2012	Dec 4, 2015
BRODY, JONATHAN	SENIOR VICE PRESIDENT	Na	no	08/2014	Mar 5, 2012	Dec 4, 2015
CANTERAS, EMMANUEL	VICE PRESIDENT AND SECRETARY	Na	no	01/1997	Mar 5, 2012	Dec 4, 2015
GESELL, MARCEL	VICE PRESIDENT	Na	no	09/2004	Mar 5, 2012	Dec 4, 2015
HEMPLER, STEVEN, CRAIG	SENIOR VICE PRESIDENT	Na	no	01/2002	Mar 5, 2012	Dec 4, 2015
JADALLAH, MARGARET, SHAWN	MANAGING DIRECTOR	Na	no	09/2014	Oct 2, 2014	Dec 4, 2015
KELIUOTIS, LISA	VICE PRESIDENT	Na	no	07/2007	Mar 5, 2012	Dec 4, 2015
MEIER, JOHN, PAUL	CHIEF FINANCIAL OFFICER	B	no	02/2012	Mar 5, 2012	Dec 4, 2015
NICOLINI, JOHN, ANTHONY	MANAGING DIRECTOR	Na	no	02/2013	Mar 19, 2013	Dec 4, 2015
QUIRK, STEPHEN, GUTHRIE	VICE PRESIDENT	Na	no	09/2012	Mar 5, 2012	Dec 4, 2015
SAAKVITNE, NICHOLAS, LARSEN	TRUSTEE, SIS EMPLOYEE STOCK OWNERSHIP PLAN	C	no	01/2011	Feb 14, 2014	Dec 4, 2015
SHOOSHANI, FARAZ	MANAGING DIRECTOR	Na	no	08/2014	Mar 5, 2012	Dec 4, 2015
SMITH, CURTIS, NOLTE	CHIEF COMPLIANCE OFFICER AND SENIOR VP	Na	no	10/2011	Mar 5, 2012	Dec 4, 2015
WARD, ANNE, KITTJEN	MANAGING DIRECTOR	Na	no	08/2014	Mar 5, 2012	Dec 4, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Feb 3, 2015	n/a	n/a	26	25	n/a	n/a	n/a
2013	Feb 14, 2014	n/a	n/a	29	28	n/a	n/a	n/a
2012	Mar 19, 2013	n/a	n/a	29	27	n/a	n/a	n/a
2011	Mar 5, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	n/a	n/a	n/a	n/a	n/a	26	29	n/a	n/a

Relationships

Controls (1)

← DENNIS, BARRY, WALTEROwnerCHAIRMAN AND CEO, ownership code C, individual
Mar 5, 2012 to presentfactForm ADV

Owns (13)

← SMITH, CURTIS, NOLTEOwnerCHIEF COMPLIANCE OFFICER AND SENIOR VP, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← JADALLAH, MARGARET, SHAWNOwnerMANAGING DIRECTOR, ownership code NA, individual
Oct 2, 2014 to presentfactForm ADV
← KELIUOTIS, LISAOwnerVICE PRESIDENT, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← BRODY, JONATHANOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← MEIER, JOHN, PAULOwnerCHIEF FINANCIAL OFFICER, ownership code B, individual
Mar 5, 2012 to presentfactForm ADV
← CANTERAS, EMMANUELOwnerVICE PRESIDENT AND SECRETARY, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← WARD, ANNE, KITTJENOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← HEMPLER, STEVEN, CRAIGOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← NICOLINI, JOHN, ANTHONYOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 19, 2013 to presentfactForm ADV
← GESELL, MARCELOwnerVICE PRESIDENT, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← SHOOSHANI, FARAZOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← QUIRK, STEPHEN, GUTHRIEOwnerVICE PRESIDENT, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← SAAKVITNE, NICHOLAS, LARSENOwnerTRUSTEE, SIS EMPLOYEE STOCK OWNERSHIP PLAN, ownership code C, individual
Feb 14, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac9c3760-d7e1-77ab-7684-4f2aa5c7ac3b
First observed: Mar 5, 2012
Last observed: Dec 4, 2015 131 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGIC INVESTMENT SOLUTIONS INC.

CRD 114125

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac9c3760-d7e1-77ab-7684-4f2aa5c7ac3b

Data as of Dec 4, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DENNIS, BARRY, WALTER

CHAIRMAN AND CEO

yes

02/2012

Mar 5, 2012

Dec 4, 2015

BRODY, JONATHAN

SENIOR VICE PRESIDENT

08/2014

Mar 5, 2012

Dec 4, 2015

CANTERAS, EMMANUEL

VICE PRESIDENT AND SECRETARY

01/1997

Mar 5, 2012

Dec 4, 2015

GESELL, MARCEL

VICE PRESIDENT

09/2004

Mar 5, 2012

Dec 4, 2015

HEMPLER, STEVEN, CRAIG

SENIOR VICE PRESIDENT

01/2002

Mar 5, 2012

Dec 4, 2015

JADALLAH, MARGARET, SHAWN

MANAGING DIRECTOR

09/2014

Oct 2, 2014

Dec 4, 2015

KELIUOTIS, LISA

VICE PRESIDENT

07/2007

Mar 5, 2012

Dec 4, 2015

MEIER, JOHN, PAUL

CHIEF FINANCIAL OFFICER

02/2012

Mar 5, 2012

Dec 4, 2015

NICOLINI, JOHN, ANTHONY

MANAGING DIRECTOR

02/2013

Mar 19, 2013

Dec 4, 2015

QUIRK, STEPHEN, GUTHRIE

VICE PRESIDENT

09/2012

Mar 5, 2012

Dec 4, 2015

SAAKVITNE, NICHOLAS, LARSEN

TRUSTEE, SIS EMPLOYEE STOCK OWNERSHIP PLAN

01/2011

Feb 14, 2014

Dec 4, 2015

SHOOSHANI, FARAZ

MANAGING DIRECTOR

08/2014

Mar 5, 2012

Dec 4, 2015

SMITH, CURTIS, NOLTE

CHIEF COMPLIANCE OFFICER AND SENIOR VP

10/2011

Mar 5, 2012

Dec 4, 2015

WARD, ANNE, KITTJEN

MANAGING DIRECTOR

08/2014

Mar 5, 2012

Dec 4, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Feb 3, 2015

n/a

2013

Feb 14, 2014

n/a

2012

Mar 19, 2013

n/a

2011

Mar 5, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

n/a