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Advisor at CENTAURUS FINANCIAL, INC.
Pottstown, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Nov 9, 2020 | n/a | yes | Pottstown, PA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 5, 2008 | Nov 13, 2020 | no | KING OF PRUSSIA, PA|WAYNE, PA|MINNETONKA, MN|WAYNE, PA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 5, 2006 | Jun 6, 2008 | no | Wayne, PA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 5, 2002 | Dec 12, 2005 | no | BALA CYNWYD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | CENTAURUS FINANCIAL, INC. | Nov 13, 2020 | Nov 9, 2020 | -4 | Firm change | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | CETERA ADVISOR NETWORKS LLC | Jun 6, 2008 | Jun 5, 2008 | -1 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | PRINCIPAL SECURITIES, INC. | Dec 12, 2005 | Apr 5, 2006 | 114 | Firm change | Other |