DFX Intelligence

D•••• H••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

D•••• H••••• L••••••

Advisor at C••••••• P•••••••

Pennington, NJ | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:aca32d60-61c3-4bee-ede7-740a7b4f93e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Aug 28, 2023	n/a	yes	OVERLAND PARK, KS\|Pennington, NJ	Current employment
R•• C•••••• A••••••••• I••	Independent wealth	Jun 5, 2012	Aug 30, 2018	no	RED BANK, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• A••••••••• I••	C••••••• P•••••••	Aug 30, 2018	Aug 28, 2023	1,824	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Aug 28, 2023 to presentfactForm ADV
→ R•• C•••••• A••••••••• I••Registered adviserregistration: previous registration
Jun 5, 2012 to Aug 30, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aca32d60-61c3-4bee-ede7-740a7b4f93e3
First observed: Jun 5, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.