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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JOSHUA MENDEL MAUER

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

STAMFORD, CT | BALTIMORE, MD

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Search this name across graphsid dfx:ria:acadcd6f-3cd9-84fe-d8d9-fe168dd95c30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jul 16, 1999
First registration: Feb 16, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1349666

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Oct 30, 2017	n/a	yes	BALTIMORE, MD\|STAMFORD, CT\|BALTIMORE, MD	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 24, 2017	no	BALTIMORE, MD\|Baltimore, MD	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Aug 11, 2008	Jun 1, 2009	no	BALTIMORE, MD	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 13, 2004	Aug 22, 2008	no	BALTIMORE, MD\|BALTIMORE, MD	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Feb 16, 2000	May 6, 2004	no	PIKESVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Oct 24, 2017	Oct 30, 2017	6	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY & CO. LLC	Aug 22, 2008	Aug 11, 2008	-11	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	UBS FINANCIAL SERVICES INC.	May 6, 2004	Apr 13, 2004	-23	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:283004:MD:2017-10-24	Oct 24, 2017	Oct 30, 2017	BALTIMORE, MD	Firm change

Relationships

Registered with (5)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Oct 30, 2017 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 24, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Aug 11, 2008 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 13, 2004 to Aug 22, 2008factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Feb 16, 2000 to May 6, 2004factForm ADV

Dated events

No dated event names this entity yet.