DFX Intelligence

W•••••• B• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

W•••••• B• K•••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:acc99f57-f2eb-55d4-9060-6684a05741f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 2, 2024	n/a	yes	ANDERSON, SC\|GREENVILLE, SC\|PLYMOUTH, MN	Current employment
F••••••• C•••••• A•••••••• L••	Former SEC adviser	Mar 23, 2018	Oct 3, 2024	no	Charleston, SC\|GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• C•••••• A•••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 3, 2024	Oct 2, 2024	-1	Firm change	RIA to ibd
F••••••• I••••••••• A••••••• S•••••••• L••	F••••••• C•••••• A•••••••• L••	Mar 28, 2018	Mar 23, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
145460:116407:SC:2024-10-03	Oct 3, 2024	Oct 2, 2024	GREENVILLE, SC	Firm change
139887:145460:SC:2018-03-28	Mar 28, 2018	Mar 23, 2018	CHARLESTON, SC	Firm change

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 2, 2024 to presentfactForm ADV
→ F••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2018 to Oct 3, 2024factForm ADV
→ F••••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 22, 2015 to Mar 28, 2018factForm ADV

Dated events

Occurred
Oct 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acc99f57-f2eb-55d4-9060-6684a05741f0
First observed: Jun 22, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.