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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

KEVIN SCOTT DICK

Advisor at STONEX ADVISORS INC.

TIFFIN, OH | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:acccce27-da0f-598b-e512-381bcdaa93da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63
First exam: May 8, 2001
First registration: Jan 2, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1413097

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Jan 30, 2015	n/a	yes	BIRMINGHAM, AL\|TIFFIN, OH	Current employment
CREATIVE FINANCIAL SOLUTIONS, LLC	State registered	Jan 2, 2002	Dec 31, 2006	no	TIFFIN, OH	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Jan 2, 2002	Jan 30, 2015	no	TIFFIN, OH\|YOUNGSTOWN, OH\|TIFFIN, OH\|FREEMONT, OH\|CLYDE, OH\|CENTERVILLE, OH\|OLD FORT, OH\|FREMONT, OH\|BETTSVILLE, OH\|FINDLAY, OH\|FOSTORIA, OH\|TIFFIN, OH\|YOUNGSTOWN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	STONEX ADVISORS INC.	Jan 30, 2015	Jan 30, 2015	0	Bulk transfer	Other
CREATIVE FINANCIAL SOLUTIONS, LLC	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Dec 31, 2006	Jan 2, 2002	-1,824	Firm change after gap	Other

Relationships

Registered with (3)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Jan 30, 2015 to presentfactForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2002 to Jan 30, 2015factForm ADV
→ CREATIVE FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jan 2, 2002 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acccce27-da0f-598b-e512-381bcdaa93da
First observed: Jan 2, 2002
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEVIN SCOTT DICK

Advisor at STONEX ADVISORS INC.

TIFFIN, OH | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:acccce27-da0f-598b-e512-381bcdaa93da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STONEX ADVISORS INC.

Bd affiliated wealth

Jan 30, 2015

n/a

yes

BIRMINGHAM, AL|TIFFIN, OH

Current employment

CREATIVE FINANCIAL SOLUTIONS, LLC

State registered

Jan 2, 2002

Dec 31, 2006

TIFFIN, OH

Previous registration

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Former SEC adviser

Jan 2, 2002

Jan 30, 2015

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

STONEX ADVISORS INC.

Jan 30, 2015

Bulk transfer

Other

CREATIVE FINANCIAL SOLUTIONS, LLC

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Dec 31, 2006

Jan 2, 2002

-1,824

Firm change after gap

Other