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Advisor at STRATOS WEALTH PARTNERS, LTD
Holladay, UT | HOLLADAY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 1, 2022 | n/a | yes | HOLLADAY, UT | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Feb 15, 2022 | n/a | yes | Holladay, UT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Feb 24, 2022 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT|SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Aug 20, 2002 | Jan 3, 2011 | no | TOOELE, UT|SALT LAKE CITY, UT|WEST VALLEY CITY, UT|SALT LAKE CITY, UT|WEST VALLEY CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STRATOS WEALTH PARTNERS, LTD | Feb 24, 2022 | Feb 15, 2022 | -9 | Firm change | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:153184:UT:2022-02-24 | Feb 24, 2022 | Feb 15, 2022 | SALT LAKE CITY, UT | Firm change |