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Advisor at PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
LEAWOOD, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | Independent wealth | Oct 29, 2020 | n/a | yes | LEAWOOD, KS|LEAWOOD, KS | Current employment |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Feb 15, 2017 | Nov 18, 2018 | no | OVERLAND PARK, KS|RAYMORE, MO | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 12, 2016 | Sep 7, 2016 | no | St. Louis, MO | Previous registration |
| WADDELL & REED | Former SEC adviser | Nov 18, 2014 | Apr 7, 2015 | no | INDEPENDENCE, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | Nov 18, 2018 | Oct 29, 2020 | 711 | Firm change after gap | Ibd to RIA |
| PRUCO SECURITIES, LLC | HORNOR, TOWNSEND & KENT, LLC | Sep 7, 2016 | Feb 15, 2017 | 161 | Firm change | Other |
| WADDELL & REED | PRUCO SECURITIES, LLC | Apr 7, 2015 | Jan 12, 2016 | 280 | Firm change | Other |