DFX Intelligence

T•••• D••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

T•••• D••••• W••••

Advisor at O••••• C•••••• L••

BEAVERTON, OR | Azusa, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• C•••••• L••	Independent wealth	Oct 21, 2022	n/a	yes	Azusa, CA\|BEAVERTON, OR	Current employment
O••••• C•••••• L••	n/a	Nov 13, 2019	Jun 17, 2020	no	HILLSBORO, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	O••••• C•••••• L••	Oct 26, 2022	Nov 13, 2019	-1,078	Firm change after gap	Other
O••••• C•••••• L••	O••••• C•••••• L••	Jun 17, 2020	Oct 21, 2022

Relationships

Registered with (6)

→ O••••• C•••••• L••Registered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to Oct 26, 2022factForm ADV
→ O••••• C•••••• L••Registered adviserregistration: previous registration
Nov 13, 2019 to Jun 17, 2020factForm ADV
→ S••••••• I••••••••• I•••Registered adviser

Dated events

Order

Occurred
26 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 31, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.