DFX Intelligence

R•••••• H•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

R•••••• H•••• C••••••

Advisor at R••••••••• C•••••• M•••••••••

Hamilton, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:ace30052-d92f-462c-ae74-508b0ad842b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Mar 3, 2020	n/a	yes	Hamilton, NJ\|NEW YORK, NY	Current employment
S••••• F••••••••• L••	Bd affiliated wealth	Dec 21, 2018	Feb 1, 2019	no	PARSIPPANY, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••• L••	R••••••••• C•••••• M•••••••••	Feb 1, 2019	Mar 3, 2020	396	Firm change	Ibd to RIA
S••••• E••••••• I••	S••••• F•••••••• R•••••••• I••	Dec 21, 2018	Jun 7, 2002

Relationships

Registered with (4)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Mar 3, 2020 to presentfactForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Dec 21, 2018 to Feb 1, 2019factForm ADV
→ S••••• E••••••• I••Registered adviserregistration: previous registration
Jun 5, 2002 to Dec 21, 2018factForm ADV
→ S••••• F•••••••• R•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ace30052-d92f-462c-ae74-508b0ad842b2
First observed: Jun 5, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.