DFX Intelligence

C••••••••• W••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

C••••••••• W••••• W••••••••

Advisor at T•• F•••••••• A•••••••

GREENVILLE, SC | AUSTIN, TX

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Search this name across graphsid dfx:ria:ace70c3a-1bee-713a-6b93-db2586315bf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• F•••••••• A•••••••	Independent wealth	Feb 5, 2021	n/a	yes	GREENVILLE, SC\|AUSTIN, TX	Current employment
G•• S••••••••• I•••	Bd affiliated wealth	Jan 20, 2005	Feb 2, 2021	no	DALLAS, TX\|DALLAS, TX\|AUSTIN, TX\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• S••••••••• I•••	T•• F•••••••• A•••••••	Feb 2, 2021	Feb 5, 2021	3	Firm change	Ibd to RIA
P•• A•••• M••••••••• I••	G•• S••••••••• I•••	Jan 14, 2005	Jan 20, 2005

Relationships

Registered with (3)

→ T•• F•••••••• A•••••••Registered adviserregistration: current employment
Feb 5, 2021 to presentfactForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2005 to Feb 2, 2021factForm ADV
→ P•• A•••• M••••••••• I••Registered adviserregistration: previous registration
Jan 10, 2001 to Jan 14, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ace70c3a-1bee-713a-6b93-db2586315bf9
First observed: Jan 10, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.