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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

AVORY & CO.

AVORY & COMPANY, LLC., CRD 284812

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aceeab5e-e679-98ea-f615-4fde0a357c8d

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Jan 30, 2019 to Apr 16, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.36 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $353MItem 5.F on the latest filing (2026-04-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $143M
Private client RAUM: $126MderivedItem 5.D individuals plus high net worth individuals
Private client share: 36%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $353Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 125
Individual clients: 56
High net worth clients: 41
Custody, client assets: $353M
SEC number: 801-114763
CRD: 284812
Filings on the tape: 22
First filed: Jan 30, 2019
Latest filed: Apr 16, 2026
Organised: Limited Liability Company, FL
Website: avory.xyz

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SEAN NMN EMORY	n/a	Miami, FL	9	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EMORY, SEAN, NMN	MANAGING MEMBER	E	yes	05/2016	Jan 30, 2019	Apr 24, 2024
Hess, Houston, Jay	CHIEF COMPLIANCE OFFICER	Na	yes	07/2019	May 14, 2020	Apr 24, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 16, 2026	$353M	$143M	3	1	n/a	n/a
2024	Mar 24, 2025	$377M	$197M	3	1	n/a	n/a
2023	Mar 28, 2024	$333M	$162M	3	1	n/a	n/a
2022	Mar 24, 2023	$271M	$98.3M	3	1	n/a	n/a
2021	Mar 24, 2022	$330M	$292M	4	1	n/a	n/a
2020	Mar 10, 2021	$338M	$301M	1	1	n/a	n/a
2019	Mar 16, 2020	$157M	$113M	1	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$353M	$377M	-6.3%	$271M	9.3%	3	3	0	0

Relationships

Registered with (1)

← SEAN NMN EMORYAdvisorregistration: current employment
Jun 20, 2017 to presentfactForm ADV

Controls (2)

← EMORY, SEAN, NMNOwnerMANAGING MEMBER, ownership code E, individual
Jan 30, 2019 to Apr 24, 2024factForm ADV
← Hess, Houston, JayOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 14, 2020 to Apr 24, 2024factForm ADV

Dated events

Occurred
May 14, 2020
Regulatory AUM changed
Avory & Co. reported RAUM $268.6M, up 72% from $156.6M (2020-03-16 to 2020-05-14)
Form ADVobserved 3 days ago
$112M
Occurred
May 14, 2020
Control person joined
Jay Houston Hess (Chief Compliance Officer) appeared on Schedule A of Avory & Co.
Form ADVobserved 3 days ago
Occurred
Jan 30, 2019
First Form ADV filing
Avory & Co. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aceeab5e-e679-98ea-f615-4fde0a357c8d
First observed: Jan 30, 2019
Last observed: Apr 16, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AVORY & CO.

AVORY & COMPANY, LLC., CRD 284812

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aceeab5e-e679-98ea-f615-4fde0a357c8d

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SEAN NMN EMORY

n/a

Miami, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EMORY, SEAN, NMN

MANAGING MEMBER

yes

05/2016

Jan 30, 2019

Apr 24, 2024

Hess, Houston, Jay

CHIEF COMPLIANCE OFFICER

yes

07/2019

May 14, 2020

Apr 24, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$353M

$143M

n/a

2024

Mar 24, 2025

$377M

$197M

n/a

2023

Mar 28, 2024

$333M

$162M

n/a

2022

Mar 24, 2023

$271M

$98.3M

n/a

2021

Mar 24, 2022

$330M

$292M

n/a

2020

Mar 10, 2021

$338M

$301M

n/a

2019

Mar 16, 2020

$157M

$113M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$353M

$377M

-6.3%

$271M

9.3%