DFX Intelligence

M•••••• R••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

M•••••• R••••• L•••

Advisor at C••• P•••••• W••••• A•••••••• I•••

CHICAGO, IL

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Search this name across graphsid dfx:ria:aceeb40d-1511-87c3-46e7-f0e7acb78dbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••• W••••• A•••••••• I•••	Bd affiliated wealth	Mar 26, 2026	n/a	yes	CHICAGO, IL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Nov 30, 2015	Jul 23, 2021	no	Phoenix, AZ\|Chicago, IL\|Chicago, IL\|Lone Tree, CO\|South Barrington, IL\|Schaumburg, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	C••• P•••••• W••••• A•••••••• I•••	Jul 23, 2021	Mar 26, 2026	1,707	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ C••• P•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 30, 2015 to Jul 23, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aceeb40d-1511-87c3-46e7-f0e7acb78dbc
First observed: Nov 30, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.