DFX Intelligence

G•••• T••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

G•••• T••••• S•••

Advisor at U•• F•••••••• S••••••• I•••

SPOKANE, WA | Spokane, WA

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Search this name across graphsid dfx:ria:acf86152-96c4-56a9-3a38-ebf79cc87783

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 8, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 5, 2008	n/a	yes	SPOKANE, WA\|Spokane, WA	Current employment
D••••••• T•••• C••	n/a	Jul 29, 2003	Dec 18, 2006	no	SPOKANE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• I••••••••• A•••••••• I•••	D••••••• T•••• C••	Nov 24, 2008	Jul 29, 2003	-1,945	Firm change after gap	Other
D••• D••••••• • C••	D••••••• I••••••••• A•••••••• I•••	Nov 24, 2008	Mar 12, 1999

Relationships

Registered with (4)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Nov 5, 2008 to presentfactForm ADV
→ D••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 12, 1999 to Nov 24, 2008factForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Jan 23, 1996 to Nov 24, 2008factForm ADV
→ D••••••• T•••• C••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acf86152-96c4-56a9-3a38-ebf79cc87783
First observed: Jan 23, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.