DFX Intelligence

M•••••• E• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• E• P••••••

Advisor at U•• F•••••••• S••••••• I•••

SAN JUAN, PR | Guaynabo, PR

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Search this name across graphsid dfx:ria:acfe1d1a-72bc-8fb6-814e-ebd9d6d07692

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 3, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 1, 2022	n/a	yes	Guaynabo, PR\|SAN JUAN, PR	Current employment
U•••••••• F•••••••• S••••••• I•••	Asset manager	Apr 4, 2022	Jun 15, 2022	no	GUAYNABO, PR\|GUAYNABO, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••••••• F•••••••• S••••••• I•••	U•• F•••••••• S••••••• I•••	Jun 15, 2022	Jul 1, 2022	16	Firm change	Other
U•• F•••••••• S••••••• I•••	U•••••••• F•••••••• S••••••• I•••	Sep 14, 2006	Apr 4, 2022

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 14, 2006 to Sep 14, 2006factForm ADV
→ U•••••••• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2022 to Jun 15, 2022factForm ADV

Dated events

Occurred
Jun 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acfe1d1a-72bc-8fb6-814e-ebd9d6d07692
First observed: Sep 14, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.