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Advisor at LPL FINANCIAL LLC
HAUPPAUGE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 1, 2023 | n/a | yes | HAUPPAUGE, NY | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 10, 2009 | Oct 2, 2023 | no | HAUPPUAGE, NY|SETUAKET, NY | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Aug 4, 2006 | Mar 2, 2009 | no | HAUPPAUGE, NY|HAUPPAUGE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Oct 2, 2023 | Oct 1, 2023 | -1 | Firm change | Ibd to ibd |
| JANNEY MONTGOMERY SCOTT LLC | WOODBURY FINANCIAL SERVICES, INC. | Mar 2, 2009 | Feb 10, 2009 | -20 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 421:6413:NY:2023-10-02 | Oct 2, 2023 | Oct 1, 2023 | SETUAKET, NY | Firm change |