DFX Intelligence

R•••••• M•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist25 years in industry

R•••••• M•••••• H••••••

Advisor at C••••••••• W••••• S••••••••• I•••

BALTIMORE, MD

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Search this name across graphsid dfx:ria:ad169d0d-454a-93bb-1fa6-460a9ac89c69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• S••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• S••••••••• I•••	State registered	Oct 16, 2024	n/a	yes	BALTIMORE, MD	Current employment
E•••••••• A•••••••• L••	National bd RIA	Sep 28, 2001	Aug 3, 2016	no	PIKESVILLE, MD\|TOWSON, MD\|BALTIMORE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	C••••••••• W••••• S••••••••• I•••	Aug 3, 2016	Oct 16, 2024	2,996	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ C••••••••• W••••• S••••••••• I•••Registered adviserregistration: current employment
Oct 16, 2024 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 28, 2001 to Aug 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad169d0d-454a-93bb-1fa6-460a9ac89c69
First observed: Sep 28, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.