DFX Intelligence
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Advisor at V•• C•••••• W••••• M••••••••• L••
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•• C•••••• W••••• M••••••••• L•• | Independent wealth | Jun 2, 2022 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 23, 2021 | Feb 9, 2022 | no | SAVAGE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | V•• C•••••• W••••• M••••••••• L•• | Feb 9, 2022 | Jun 2, 2022 | 113 | Firm change | Ibd to RIA |
| W•••••• • R••• | L•• F•••••••• L•• | Jul 21, 2021 | Jul 21, 2021 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 21, 2021 | Dec 22, 2021 | no | SAVAGE, MN|SAVAGE, MN|NEW FR•••OM, PA|SAVAGE, MN | Previous registration |
| W•••••• • R••• | Former SEC adviser | Jun 26, 2009 | Jul 21, 2021 | no | NORWALK, IA|PLYMOUTH, MN|SAVAGE, MN|ST PAUL, MN|PLYMOUTH, MN|DULUTH, MN|ROCHESTER, MN|SIOUX FALLS, SD|NEW FR•••OM, PA|SAVAGE, MN|SAVAGE, MN | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 4, 2008 | Jun 10, 2009 | no | NEWTON, IA|FORT MILL, SC|NEWTON, IA|WEST DES MOINES, IA|WEST DES MOINES, IA|JOHNSTON, IA|ANKENY, IA|WEST DES MOINES, IA | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Mar 28, 2003 | Apr 3, 2008 | no | SIOUX CITY, IA|SIOUX CITY, IA|LE MARS, IA|SOUTH SIOUX CITY, NE|NEWTON, IA|WEST DES MOINES, IA|JOHNSTON, IA | Previous registration |
| L••••• S••••• S••••••••• I••• | n/a | Aug 28, 2002 | Mar 28, 2003 | no | NEWTON, IA | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| L•• F•••••••• L•• | W•••••• • R••• | Jun 10, 2009 | Jun 26, 2009 | 16 | Firm change | Other |
| C••••• A•••••• N••••••• L•• | L•• F•••••••• L•• | Apr 3, 2008 | Apr 4, 2008 | 1 | Firm change | Other |
| L••••• S••••• S••••••••• I••• | C••••• A•••••• N••••••• L•• | Mar 28, 2003 | Mar 28, 2003 | 0 | Firm change | Other |