DFX Intelligence

W••••• C• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

W••••• C• S••••••

Advisor at G•••••••• F•••••••• A•••••••• L••

Rolling Meadows, IL

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Search this name across graphsid dfx:ria:ad23358b-736f-eeb3-e30f-6e09970d8f68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Nov 4, 2025	n/a	yes	Rolling Meadows, IL	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jul 3, 2013	Oct 29, 2025	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	G•••••••• F•••••••• A•••••••• L••	Oct 29, 2025	Nov 4, 2025	6	Firm change	Other

Relationships

Registered with (2)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 3, 2013 to Oct 29, 2025factForm ADV

Dated events

Occurred
Oct 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad23358b-736f-eeb3-e30f-6e09970d8f68
First observed: Jul 3, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.