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S••••• M••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

S••••• M••••••••• C••••••• L••

CRD 149343

R•••••••, VA

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Search this name across graphsid dfx:ria:ad32d101-040b-3a28-6f90-94d44510920d

Data as of Sep 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 12
On other graphs: 1
Observed: Jan 18, 2012 to Sep 26, 2025
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

S••••• M••••••••• C••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.46 institutional_share=0.54 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.4BItem 5.F on the latest filing (2025-09-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• R••••••• F•••• L•	Other Private Fund	$2.8B	Sep 26, 2024	29	Jan 18, 2012	reported	021-114864
S••••• B••••• H•••••••• L•	Other Private Fund	$754,815

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• R•••••• A•••••	MEMBER, BOARD OF MANAGERS	Na	yes	07/2015	Sep 24, 2015	Sep 26, 2024
H•••• D••••• B•••••••	MEMBER, BOARD OF MANAGERS	Na	yes	08/2013	Aug 1, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• B••••• • G•• L••	n/a	n/a	n/a	Y	yes	n/a
T•• R••••••• F••• M••••••••• C••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$6.4B	$5.9B	8.5%	$6.2B	1.4%	23	19	0	0

Relationships

Advises (2)

→ T•• R••••••• F•••• L•Private fundOther Private Fund, IA
Jan 18, 2012 to presentfactForm ADV
→ S••••• B••••• H•••••••• L•Private fundOther Private Fund, IA
Sep 28, 2018 to presentfactForm ADV

Controls (14)

← K••••••• S••••••• J•••••OwnerMEMBER, BOARD OF MANAGERS, ownership code NA, individual
Jan 18, 2012 to Sep 26, 2024factForm ADV
← Q••••••• P•••• B••••

Dated events

Occurred
Sep 26, 2024
Control person joined
Edward Robert Rigsby (Member, Board Of Managers) appeared on Schedule A of S••••• M••••••••• C••••••• L••
Form ADVobserved 7 days ago
Occurred
Sep 27, 2023
Control person left
H. Herbert Mcdade Iii (Member, Board Of Managers) no longer on Schedule A of S••••• M••••••••• C••••••• L•• (listed 2022-09-28, absent 2023-09-27)
Form ADVobserved 7 days ago
Occurred
Sep 27, 2023
Control person joined
Joseph Stephen Kneeley (Member, Board Of Managers) appeared on Schedule A of S••••• M••••••••• C••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad32d101-040b-3a28-6f90-94d44510920d
First observed: Jan 18, 2012
Last observed: Sep 26, 2025 12 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.