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Reading the graph
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Advisor at H•••••••• A•••••••• L••
Lexington, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• A•••••••• L•• | Bd affiliated wealth | Oct 30, 2019 | n/a | yes | Lexington, MA | Current employment |
| L•••••••• W••••• M••••••••• I••• | Former SEC adviser | Mar 21, 2012 | Dec 31, 2019 | no | L••••••••, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•••••••• W••••• M••••••••• I••• | H•••••••• A•••••••• L•• | Dec 31, 2019 | Oct 30, 2019 | -62 | Firm change after gap | RIA to ibd |
| C•••••• A••••••• S••••••• I••• | L•••••••• W••••• M••••••••• I••• | Oct 15, 2010 | Mar 21, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 135507:145323:MA:2019-12-31 | Dec 31, 2019 | Oct 30, 2019 | L••••••••, MA | Firm change after gap |
| C•••••• A••••••• S••••••• I••• | n/a | Dec 17, 2004 | Oct 15, 2010 | no | WALTHAM, MA | Previous registration |
| T•••••• F•••••••• S••••••• I•• | n/a | Oct 23, 1997 | Dec 16, 2004 | no | WALTHAM, MA | Previous registration |
| 523 |
| Firm change after gap |
| Other |
| T•••••• F•••••••• S••••••• I•• | C•••••• A••••••• S••••••• I••• | Dec 16, 2004 | Dec 17, 2004 | 1 | Firm change | Other |