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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst37 years in industry

DAVID JAMES BOCZAR

Advisor at BAY COLONY ADVISORS

WESTPORT, CT | CONCORD, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAY COLONY ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Apr 20, 1989
First registration: Jun 11, 2003
Dual registered: no
Other names: DAVID J BOCZAR
IAPD individual key: 1769659

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAY COLONY ADVISORS	Independent wealth	Jan 10, 2022	n/a	yes	WESTPORT, CT\|CONCORD, MA	Current employment
EMERALD WEALTH ADVISORS	n/a	Mar 3, 2011	Dec 13, 2022	no	EASTON, CT\|WESTPORT, CT\|westport, CT	Previous registration
WESTPORT RESOURCES MANAGEMENT INC	Former SEC adviser	Jan 4, 2006	Apr 1, 2011	no	WESTPORT, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 11, 2003	Dec 19, 2005	no	NORWALK, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMERALD WEALTH ADVISORS	BAY COLONY ADVISORS	Dec 13, 2022	Jan 10, 2022	-337	Firm change after gap	Other
WESTPORT RESOURCES MANAGEMENT INC	EMERALD WEALTH ADVISORS	Apr 1, 2011	Mar 3, 2011	-29	Firm change	Other
MSI FINANCIAL SERVICES, INC.	WESTPORT RESOURCES MANAGEMENT INC	Dec 19, 2005	Jan 4, 2006	16	Firm change	Other

Relationships

Registered with (4)

→ BAY COLONY ADVISORSRegistered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ EMERALD WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 3, 2011 to Dec 13, 2022factForm ADV
→ WESTPORT RESOURCES MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 4, 2006 to Apr 1, 2011factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 11, 2003 to Dec 19, 2005factForm ADV

Dated events

Occurred
Dec 13, 2022
Advisor changed firm
David James Boczar left Emerald Wealth Advisors for Bay Colony Advisors (registered 2022-01-10)
Form ADVobserved 5 days ago