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R••••• E• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

R••••• E• O••••••

Advisor at P••••••••

WINTER PARK, FL | ENGLEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad38d6ff-e81b-eb4e-c439-8a227624673f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 26, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Jul 19, 2022	n/a	yes	WINTER PARK, FL\|ENGLEWOOD, NJ	Current employment
E•••• V•••• W••••••• A•••••••	Former SEC adviser	Dec 14, 2020	May 24, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• V•••• W••••••• A•••••••	P••••••••	May 24, 2022	Jul 19, 2022	56	Firm change	RIA to RIA
W•••• O•• A•••••••• L••	E•••• V•••• W••••••• A•••••••	Dec 11, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132047:151736:MA:2022-05-24	May 24, 2022	Jul 19, 2022	BOSTON, MA	Firm change
140486:132047:FL:2020-12-11	Dec 11, 2020	Dec 14, 2020	WINTER PARK, FL	Firm change

Relationships

Registered with (4)

→ P••••••••Registered adviserregistration: current employment
Jul 19, 2022 to presentfactForm ADV
→ E•••• V•••• W••••••• A•••••••Registered adviserregistration: previous registration
Dec 14, 2020 to May 24, 2022factForm ADV
→ W•••• O•• A•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2012 to Dec 11, 2020factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
May 24, 2022
Advisor changed firm
R••••• E• O•••••• left E•••• V•••• W••••••• A••••••• for Pathstone (registered 2022-07-19)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad38d6ff-e81b-eb4e-c439-8a227624673f
First observed: Sep 26, 1997
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.