DFX Intelligence

K••••••• A••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant19 years in industry

K••••••• A••• A••••••

Advisor at B••••• P••••• A•••••••• L••

SEATTLE, WA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:ad39a964-3a39-4471-1b96-292a1e5e57cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Aug 24, 2021	n/a	yes	NEWPORT BEACH, CA\|SEATTLE, WA	Current employment
R•••••• F•••••••• G••••• I•••	Former SEC adviser	Jan 7, 2013	Aug 17, 2021	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• F•••••••• G••••• I•••	B••••• P••••• A•••••••• L••	Aug 17, 2021	Aug 24, 2021	7	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
122314:119290:WA:2021-08-17	Aug 17, 2021	Aug 24, 2021	SEATTLE, WA	Firm change

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Aug 24, 2021 to presentfactForm ADV
→ R•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 7, 2013 to Aug 17, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad39a964-3a39-4471-1b96-292a1e5e57cb
First observed: Jan 7, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.