DFX Intelligence

J••••• A••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

J••••• A••• O••••

Advisor at S••••• W••••• G••••

COLORADO SPRINGS, CO | RIDGELAND, MS

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Search this name across graphsid dfx:ria:ad444736-e3f3-e1b1-efd6-b51865effc55

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• G••••	Independent wealth	May 5, 2025	n/a	yes	COLORADO SPRINGS, CO\|RIDGELAND, MS	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Dec 6, 2019	May 5, 2025	no	Ridgeland, MS\|Madison, MS\|FLOWOOD, MS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	S••••• W••••• G••••	May 5, 2025	May 5, 2025	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (2)

→ S••••• W••••• G••••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Dec 6, 2019 to May 5, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad444736-e3f3-e1b1-efd6-b51865effc55
First observed: Dec 6, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.