DFX Intelligence

L••• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

L••• Z••••••••

Advisor at B••••••••• W•••••

WINCHESTER, VA | Middleburg, VA

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Search this name across graphsid dfx:ria:ad4c0bc9-e815-0f58-0092-0f9645828b8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 10, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W•••••	Independent wealth	Jan 23, 2025	n/a	yes	Middleburg, VA\|WINCHESTER, VA	Current employment
W•••••• • A••••••••• W••••• M•••••••••	Former SEC adviser	May 10, 2016	Jan 16, 2025	no	MIDDLEBURG, VA\|WINCHESTER, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • A••••••••• W••••• M•••••••••	B••••••••• W•••••	Jan 16, 2025	Jan 23, 2025	7	Firm change	RIA to RIA

Relationships

Registered with (2)

→ B••••••••• W•••••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ W•••••• • A••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 10, 2016 to Jan 16, 2025factForm ADV

Dated events

Occurred
Jan 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad4c0bc9-e815-0f58-0092-0f9645828b8b
First observed: May 10, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.