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Advisor at DONAHUE FINANCIAL GROUP
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DONAHUE FINANCIAL GROUP | State registered | Jan 3, 2019 | n/a | yes | SAN DIEGO, CA | Current employment |
| PROBABILITIES FUND MANAGEMENT, LLC | Former SEC adviser | Jan 6, 2015 | Jun 6, 2019 | no | SAN DIEGO, CA | Previous registration |
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Jan 7, 2009 | Dec 31, 2014 | no | LA JOLLA, CA | Previous registration |
| FIRST WALL STREET CORP. | n/a | Feb 23, 2007 | Dec 31, 2008 | no | LA JOLLA, CA|LA JOLLA, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 31, 2001 | Feb 27, 2007 | no | SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROBABILITIES FUND MANAGEMENT, LLC | DONAHUE FINANCIAL GROUP | Jun 6, 2019 | Jan 3, 2019 | -154 | Firm change after gap | RIA to state RIA |
| WEDBUSH SECURITIES INC. | PROBABILITIES FUND MANAGEMENT, LLC | Dec 31, 2014 | Jan 6, 2015 | 6 | Firm change | Other |
| FIRST WALL STREET CORP. | WEDBUSH SECURITIES INC. | Dec 31, 2008 | Jan 7, 2009 | 7 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | FIRST WALL STREET CORP. | Feb 27, 2007 | Feb 23, 2007 | -4 | Firm change | Other |