DFX Intelligence

N••••••• G••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

N••••••• G••• D••••••

Advisor at A•••••• W••••• M••••••••• L••

MOUNT PLEASANT, SC | BOISE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad521de1-898c-2619-b4c8-02ab1db0b0dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Nov 29, 2022	n/a	yes	BOISE, ID\|MOUNT PLEASANT, SC	Current employment
T••• C••• A•••••••• L••	Former SEC adviser	Jul 7, 2020	Dec 31, 2022	no	BOISE, ID	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• C••• A•••••••• L••	A•••••• W••••• M••••••••• L••	Dec 31, 2022	Nov 29, 2022	-32	Firm change after gap	RIA to RIA
C••••••• F•••••••• D••••••• I•••	T••• C••• A•••••••• L••	Jun 30, 2020	Jul 7, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
264795:291902:ID:2022-12-31	Dec 31, 2022	Nov 29, 2022	BOISE, ID	Firm change after gap
18387:109032:ID:2019-08-12	Aug 14, 2019	Aug 12, 2019	BOISE, ID	Firm change

Relationships

Registered with (4)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 29, 2022 to presentfactForm ADV
→ T••• C••• A•••••••• L••Registered adviserregistration: previous registration
Jul 7, 2020 to Dec 31, 2022factForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2019 to Jun 30, 2020factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
N••••••• G••• D•••••• left T••• C••• A•••••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2022-11-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad521de1-898c-2619-b4c8-02ab1db0b0dd
First observed: Sep 5, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.