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Advisor at FIFTH THIRD SECURITIES, INC.
Sherman Oaks, CA | MILPITAS, CA | Monterey, CA | ALAMEDA, CA | ONTARIO, CA | SAN JUAN CAPISTRANO, CA | MILLBRAE, CA | LOS GATOS, CA | Danville, CA | SARATOGA, CA | GLENDALE, CA | La Mesa, CA | Escondido, CA | SANTA MONICA, CA | BURLINGAME, CA | CERRITOS, CA | SAN DIEGO, CA | SAN CARLOS, CA | Vista, CA | SALINAS, CA | WOODLAND HILLS, CA | PALO ALTO, CA | SOUTH SAN FRANCISCO, CA | NEWPORT BEACH, CA | ROSEMONT, IL | SAN RAMON, CA | COSTA MESA, CA | Sunnyvale, CA | SAN JOSE, CA | The Woodlands, TX | MANHATTAN BEACH, CA | WEST HOLLYWOOD, CA | San Jose, CA | Carlsbad, CA | Scotts Valley, CA | Anaheim, CA | Encinitas, CA | LOS ALTOS, CA | SAN LEANDRO, CA | MARINA DEL REY, CA | Los Angeles, CA | Huntington Beach, CA | Torrance, CA | PLEASANTON, CA | Walnut Creek, CA | CITY OF INDUSTRY, CA | Cypress, CA | South Pasadena, CA | Westlake Village, CA | Burbank, CA | BEVERLY HILLS, CA | LOS ANGELES, CA | Santa Cruz, CA | Pasadena, CA | SAN FRANCISCO, CA | San Mateo, CA | Capitola, CA | RANCHO CUCAMONGA, CA | San Diego, CA | Long Beach, CA | Aptos, CA | Brea, CA | LAKE FOREST, CA | SANTA CRUZ, CA | CHINO HILLS, CA | HAYWARD, CA | FREMONT, CA | Cupertino, CA | Tustin, CA | Watsonville, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Oct 3, 2022 | n/a | yes | The Woodlands, TX|BURLINGAME, CA|SANTA MONICA, CA|CITY OF INDUSTRY, CA|BEVERLY HILLS, CA|SOUTH SAN FRANCISCO, CA|SAN JOSE, CA|LAKE FOREST, CA|LOS ANGELES, CA|SAN FRANCISCO, CA|NEWPORT BEACH, CA|SAN RAMON, CA|ONTARIO, CA|MILLBRAE, CA|SAN JOSE, CA|MANHATTAN BEACH, CA|LOS ANGELES, CA|LOS ANGELES, CA|SALINAS, CA|CHINO HILLS, CA|LOS ANGELES, CA|ALAMEDA, CA|SAN JUAN CAPISTRANO, CA|SAN JOSE, CA|CERRITOS, CA|RANCHO CUCAMONGA, CA|SALINAS, CA|LOS ALTOS, CA|SAN LEANDRO, CA|SAN JOSE, CA|SARATOGA, CA|LOS ANGELES, CA|WEST HOLLYWOOD, CA|PALO ALTO, CA|COSTA MESA, CA|GLENDALE, CA|SANTA CRUZ, CA|PLEASANTON, CA|LOS GATOS, CA|SAN CARLOS, CA|WOODLAND HILLS, CA|SAN DIEGO, CA|MILPITAS, CA|MARINA DEL REY, CA|FREMONT, CA|HAYWARD, CA|ROSEMONT, IL|Carlsbad, CA|San Diego, CA|Los Angeles, CA|San Diego, CA|La Mesa, CA|Los Angeles, CA|Aptos, CA|Cypress, CA|Vista, CA|Santa Cruz, CA|San Diego, CA|Sunnyvale, CA|Sherman Oaks, CA|San Diego, CA|Westlake Village, CA|Anaheim, CA|San Jose, CA|Danville, CA|Burbank, CA|Encinitas, CA|Long Beach, CA|Brea, CA|Long Beach, CA|Cupertino, CA|San Diego, CA|Los Angeles, CA|Huntington Beach, CA|Walnut Creek, CA|Escondido, CA|Carlsbad, CA|Torrance, CA|Torrance, CA|Tustin, CA|South Pasadena, CA|Capitola, CA|Los Angeles, CA|Monterey, CA|San Mateo, CA|San Diego, CA|Watsonville, CA|Pasadena, CA|Scotts Valley, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Sep 27, 2022 | no | Highland Park, IL|LIBERTYVILLE, IL|OAK CREEK, WI|LOMBARD, IL|LAKE BLUFF, IL|WHEATON, IL|GLENDALE HEIGHTS, IL|GLEN ELLYN, IL|DEERFIELD, IL|NORTHBROOK, IL|HIGHLAND PARK, IL|GLEN ELLYN, IL|HIGHLAND PARK, IL|GLEN ELLYN, IL|CAROL STREAM, IL|LAKE FOREST, IL|WHEATON, IL|WHEATON, IL|CAROL STREAM, IL|WHEATON, IL|NORTHBROOK, IL|DEERFIELD, IL|VERNON HILLS, IL|BUFFALO GROVE, IL|KENOSHA, WI|RACINE, WI|BRISTOL, WI|MUNDELEIN, IL|WAUKEGAN, IL|PALATINE, IL|KENOSHA, WI|RACINE, WI|KENOSHA, WI|PLEASANT PRAIRIE, WI|BURLINGTON, WI|RACINE, WI|LAKE GENEVA, WI|ELKHORN, WI|ANTIOCH, IL|CRYSTAL LAKE, IL|LINDENHURST, IL|VERNON HILLS, IL|BARRINGTON, IL|GURNEE, IL|LONG GROVE, IL|GRAYSLAKE, IL|ROUND LAKE BEACH, IL|ANTIOCH, IL|GURNEE, IL|ROUND LAKE, IL|LAKE ZURICH, IL|NORTHBROOK, IL|LAKE ZURICH, IL|LAKE ZURICH, IL|WAUCONDA, IL|LIBERTYVILLE, IL|MUNDELEIN, IL|Glencoe, IL|BUFFALO GROVE, IL|GLENCOE, IL|WINNETKA, IL|FOX RIVER GROVE, IL|JOHNSBURG, IL|FOX LAKE, IL|ALGONQUIN, IL|CARY, IL|MCHENRY, IL|NORTHBROOK, IL|SPRING GROVE, IL|ROUND LAKE, IL|ROUND LAKE BEACH, IL|GRAYSLAKE, IL|LINDENHURST, IL|FOX RIVER GROVE, IL|JOHNSBURG, IL|SPRING GROVE, IL|ANTIOCH, IL|FOX LAKE, IL|ALGONQUIN, IL|BARRINGTON, IL|CARY, IL|GURNEE, IL|LAKE ZURICH, IL|LAKE ZURICH, IL|MCHENRY, IL|WAUCONDA, IL|ALGONQUIN, IL|ANTIOCH, IL|BARRINGTON, IL|CARY, IL|ANTIOCH, IL|FOX LAKE, IL|FOX RIVER GROVE, IL|GRAYSLAKE, IL|GURNEE, IL|JOHNSBURG, IL|LAKE ZURICH, IL|LAKE ZURICH, IL|LINDENHURST, IL|MCHENRY, IL|ROUND LAKE, IL|ROUND LAKE BEACH, IL|WAUCONDA, IL|SPRING GROVE, IL|Lake Forest, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|Wilmette, IL|Vernon Hills, IL|MILWAUKEE, WI|MILWAUKEE, WI|WAUKESHA, WI|FRANKLIN, WI|Saint Francis, WI|RACINE, WI|MILWAUKEE, WI|MUSKEGO, WI|WAUWATOSA, WI|Chicago, IL|OCONOMOWOC, WI|KENOSHA, WI|NEW BERLIN, WI|WAUKESHA, WI|RACINE, WI|BRISTOL, WI|KENOSHA, WI|Chicago, IL|DELAFIELD, WI|MILWAUKEE, WI|BROOKFIELD, WI|PEWAUKEE, WI|PLEASANT PRAIRIE, WI|OAK CREEK, WI|NORTHBROOK, IL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Oct 1, 2012 | no | MEQUON, WI|MILWAUKEE, WI|FOX POINT, WI|CUDAHY, WI|MILWAUKEE, WI|MILWAUKEE, WI|KENOSHA, WI|NEW BERLIN, WI|RACINE, WI|MILWAUKEE, WI|LAKE GENEVA, WI|PLEASANT PRAIRIE, WI|MILWAUKEE, WI|ELKHORN, WI|KENOSHA, WI|FRANKLIN, WI|KENOSHA, WI|WAUWATOSA, WI|APPLETON, WI|BRISTOL, WI|RACINE, WI|BURLINGTON, WI|OAK CREEK, WI|RACINE, WI|MILWAUKEE, WI|MILWAUKEE, WI|ARLINGTON HEIGHTS, IL|KENILWORTH, IL|MUNDELEIN, IL|LAKE BLUFF, IL|CARPENTERSVILLE, IL|ELGIN, IL|STREAMWOOD, IL|BARTLETT, IL|SCHAUMBURG, IL|SCHAUMBURG, IL|ELGIN, IL|SCHAUMBURG, IL|HANOVER PARK, IL|SCHAUMBURG, IL|HOFFMAN ESTATES, IL|STREAMWOOD, IL|HOFFMAN ESTATES, IL|MT. PROSPECT, IL|ARLINGTON HEIGHTS, IL|DESPLAINES, IL|SCHAUMBURG, IL|ROUND LAKE BEACH, IL|LIBERTYVILLE, IL|DEERFIELD, IL|NORTHBROOK, IL|WHEATON, IL|CAROL STREAM, IL|WHEATON, IL|WHEATON, IL|LAKE FOREST, IL|CAROL STREAM, IL|GLEN ELLYN, IL|WHEATON, IL|HIGHLAND PARK, IL|ELMHURST, IL|GENEVA, IL|PALATINE, IL|NORTHBROOK, IL|NORTHFIELD, IL|JOHNSBURG, IL|LIBERTYVILLE, IL|RIVERWOODS, IL|GURNEE, IL|LAKE BLUFF, IL|LAKE FOREST, IL|GURNEE, IL|DEERFIELD, IL|HIGHLAND PARK, IL|WAUKEGAN, IL|PALATINE, IL|VERNON HILLS, IL|HANOVER PARK, IL|LIBERTYVILLE, IL|MUNDELEIN, IL|NORTHBROOK, IL|HIGHLAND PARK, IL|ANTIOCH, IL|NORTHBROOK, IL|WOODSTOCK, IL|BANNOCKBURN, IL|ANTIOCH, IL|FOX RIVER GROVE, IL|CARPENTERSVILLE, IL|CARY, IL|ARLINGTON HEIGHTS, IL|ANTIOCH, IL|BARRINGTON, IL|HUNTLEY, IL|CRYSTAL LAKE, IL|CRYSTAL LAKE, IL|GURNEE, IL|GURNEE, IL|LAKE ZURICH, IL|LAKE FOREST, IL|LAKE ZURICH, IL|LIBERTYVILLE, IL|MCHENRY, IL|LIBERTYVILLE, IL|MT. PROSPECT, IL|PALATINE, IL|WOODSTOCK, IL|ST. CHARLES, IL|LOVES PARK, IL|MOLINE, IL|MOLINE, IL|ROCKFORD, IL|ROCKFORD, IL|ROSCOE, IL|ROCKFORD, IL|ROCKFORD, IL|BUFFALO GROVE, IL|CARY, IL|CRYSTAL LAKE, IL|ELGIN, IL|CARPENTERSVILLE, IL|ELGIN, IL|LAKE ZURICH, IL|ROUND LAKE, IL|ROUND LAKE BEACH, IL|ARLINGTON HEIGHTS, IL|GRAYSLAKE, IL|MT. PROSPECT, IL|SOUTH ELGIN, IL|PALATINE, IL|ELGIN, IL|ELGIN, IL|MT. PROSPECT, IL|ALGONQUIN, IL|BUFFALO GROVE, IL|BUFFALO GROVE, IL|CARPENTERSVILLE, IL|ELGIN, IL|FOX LAKE, IL|ROLLING MEADOWS, IL|SPRING GROVE, IL|BARRINGTON, IL|LAKE ZURICH, IL|LINDENHURST, IL|WAUCONDA, IL|FOX LAKE, IL|HUNTLEY, IL|LAKE IN THE HILLS, IL|LAKE ZURICH, IL|MT. PROSPECT, IL|CRYSTAL LAKE, IL|PALATINE, IL|GLEN ELLYN, IL|BUFFALO GROVE, IL|PALATINE, IL|CHICAGO, IL|NILES, IL|DEERFIELD, IL|ARLINGTON HEIGHTS, IL|ALGONQUIN, IL|ANTIOCH, IL|ARLINGTON HEIGHTS, IL|ARLINGTON HEIGHTS, IL|BANNOCKBURN, IL|BARRINGTON, IL|BENSENVILLE, IL|BENSENVILLE, IL|BENSENVILLE, IL|BUFFALO GROVE, IL|BUFFALO GROVE, IL|BUFFALO GROVE, IL|CARY, IL|HUNTLEY, IL|CHICAGO, IL|CHICAGO, IL|CRYSTAL LAKE, IL|CRYSTAL LAKE, IL|DEERFIELD, IL|DESPLAINES, IL|ELK GROVE VILLAGE, IL|ELK GROVE VILLAGE, IL|ELMHURST, IL|ELMHURST, IL|EVANSTON, IL|EVANSTON, IL|EVANSTON, IL|EVANSTON, IL|EVANSTON, IL|EVANSTON, IL|FOX LAKE, IL|FOX RIVER GROVE, IL|GLENVIEW, IL|GLENVIEW, IL|GLENVIEW, IL|GURNEE, IL|GURNEE, IL|HIGHLAND PARK, IL|LAKE FOREST, IL|LAKE IN THE HILLS, IL|LAKE ZURICH, IL|LAKE ZURICH, IL|LIBERTYVILLE, IL|LIBERTYVILLE, IL|MARENGO, IL|MCHENRY, IL|MELROSE PARK, IL|MT. PROSPECT, IL|MT. PROSPECT, IL|MT. PROSPECT, IL|MT. PROSPECT, IL|MUNDELEIN, IL|NILES, IL|NILES, IL|NORTH RIVERSIDE, IL|NORTHBROOK, IL|NORTHBROOK, IL|NORTHFIELD, IL|NORTHBROOK, IL|OAK PARK, IL|PALATINE, IL|PALATINE, IL|PALATINE, IL|PARK RIDGE, IL|PARK RIDGE, IL|RIVER GROVE, IL|SCHILLER PARK, IL|SKOKIE, IL|SKOKIE, IL|SKOKIE, IL|WAUCONDA, IL|WILMETTE, IL|WOODSTOCK, IL|WINNETKA, IL|GLEN ELLYN, IL|HIGHLAND PARK, IL|NORTHBROOK, IL|DEERFIELD, IL|GLENDALE HEIGHTS, IL|WHEATON, IL|LAKE BLUFF, IL|LOMBARD, IL|FOX LAKE, IL|GLENVIEW, IL|GLENVIEW, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Jun 11, 2003 | Jul 6, 2005 | no | ARLINGTON HEIGHTS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | FIFTH THIRD SECURITIES, INC. | Sep 27, 2022 | Oct 3, 2022 | 6 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |