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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

CHRISTOPHER JOHN MIKOLAJCZEWSKI

Advisor at LPL FINANCIAL LLC

CRYSTAL LAKE, IL

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Search this name across graphsid dfx:ria:ad8a01fb-992b-032d-8c8c-542ea280a431

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 7, 2008
First registration: Feb 21, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5461206

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	CRYSTAL LAKE, IL	Current employment
Spc	Bd affiliated wealth	Jan 22, 2014	Jun 26, 2023	no	CHICAGO, IL\|Crystal Lake, IL	Previous registration
MORGAN STANLEY	Wirehouse	Nov 12, 2010	Jan 30, 2014	no	BARRINGTON, IL\|Barrington, IL	Previous registration
EDWARD JONES	National bd RIA	Feb 21, 2008	Nov 16, 2010	no	CRYSTAL LAKE, IL\|CARY, IL\|LAKE IN THE HILLS, IL\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Spc	LPL FINANCIAL LLC	Jun 26, 2023	Jun 29, 2023	3	Firm change	Ibd to ibd
MORGAN STANLEY	Spc	Jan 30, 2014	Jan 22, 2014	-8	Firm change	Other
EDWARD JONES	MORGAN STANLEY	Nov 16, 2010	Nov 12, 2010	-4	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Jan 22, 2014 to Jun 26, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 12, 2010 to Jan 30, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 21, 2008 to Nov 16, 2010factForm ADV

Dated events

Occurred
Jun 26, 2023
Advisor changed firm
Christopher John Mikolajczewski left Spc for Lpl Financial Llc (registered 2023-06-29)
Form ADVobserved 4 days ago