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Advisor at OSAIC WEALTH, INC.
HATTIESBURG, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | HATTIESBURG, MS | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Jul 2, 2004 | Jan 24, 2025 | no | HATTIESBURG, MS|HATTIESBURG, MS | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 1, 2004 | Jun 30, 2004 | no | DES MOINES, IA | Previous registration |
| LOCUST STREET SECURITIES, INC. | n/a | Mar 8, 2002 | Jan 1, 2004 | no | HATTIESBURG, MS | Previous registration |
| BTS ASSET MANAGEMENT, INC. | Independent wealth | Feb 1, 2000 | Jan 17, 2003 | no | HATTIESBURG, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | OSAIC FS, INC. | Jun 30, 2004 | Jul 2, 2004 | 2 | Firm change | Other |
| LOCUST STREET SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |
| BTS ASSET MANAGEMENT, INC. | LOCUST STREET SECURITIES, INC. | Jan 17, 2003 | Mar 8, 2002 | -315 | Firm change after gap | Other |