DFX Intelligence

A••••• E••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant24 years in industry

A••••• E••••• F••••

Advisor at D••• F•••••••• P•••••••

LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• F•••••••• P•••••••	State registered	Apr 28, 2025	n/a	yes	LOS ANGELES, CA	Current employment
W•••••• W••••• M•••••••••	n/a	Dec 7, 2022	Jul 15, 2025	no	RAMONA, CA\|Reseda, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• W••••• M•••••••••	D••• F•••••••• P•••••••	Jul 15, 2025	Apr 28, 2025	-78	Firm change after gap	Other
J••• M••••• S••••••••• L••	W•••••• W••••• M•••••••••	Aug 14, 2020	Dec 7, 2022

Relationships

Registered with (6)

→ D••• F•••••••• P•••••••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ W•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 7, 2022 to Jul 15, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 2, 2015 to Aug 14, 2020factForm ADV
→ M••••• S••••••Registered adviser

Dated events

Occurred
Jul 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 23, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.