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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

FRANCIS EDORIA

Advisor at STRATEGIC ADVISERS LLC

SEATTLE, WA

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Search this name across graphsid dfx:ria:ada5618d-add6-8928-3749-4f7ddf93d543

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 29, 2016
First registration: Nov 19, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 6620693

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Nov 21, 2025	n/a	yes	SEATTLE, WA	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jul 8, 2022	Mar 8, 2024	no	BELLEVUE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Feb 26, 2019	Apr 12, 2022	no	Seattle, WA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 19, 2016	Jan 18, 2019	no	Seattle, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	STRATEGIC ADVISERS LLC	Mar 8, 2024	Nov 21, 2025	623	Firm change after gap	Ibd to ibd
MORGAN STANLEY	OPPENHEIMER & CO. INC.	Apr 12, 2022	Jul 8, 2022	87	Firm change	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	MORGAN STANLEY	Jan 18, 2019	Feb 26, 2019	39	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Nov 21, 2025 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jul 8, 2022 to Mar 8, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 26, 2019 to Apr 12, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 19, 2016 to Jan 18, 2019factForm ADV

Dated events

Occurred
Mar 8, 2024
Advisor changed firm
Francis Edoria left Oppenheimer & Co. Inc. for Strategic Advisers Llc (registered 2025-11-21)
Form ADVobserved 6 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Francis Edoria left Morgan Stanley for Oppenheimer & Co. Inc. (registered 2022-07-08)
Form ADVobserved 6 days ago