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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

QUAKER WEALTH MANAGEMENT LLC

CRD 284546

MOORESTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ada77ad8-3d66-efe4-8191-ae54e9409dda

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Jul 7, 2016 to Mar 10, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $449MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $449M
Private client RAUM: $448MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $89.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,295
Individual clients: 313
High net worth clients: 140
Custody, client assets: $30.0M
SEC number: 801-108126
CIK: 1733472
CRD: 284546
Filings on the tape: 26
First filed: Jul 7, 2016
Latest filed: Mar 10, 2026
Organised: Limited Liability Company, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL RICHARD ROCCATO	n/a	MOORESTOWN, NJ	8	21	2	no
JOHN JACOB HEISLER	Certified Financial Planner	Moorestown, NJ	8	24	2	no
PETER RICHARD NEWS	Certified Financial Planner	Moorestown, NJ	8	23	3	no
Nicholas William DeSantis	Certified Financial Planner\|Chartered Financial Analyst	MOORESTOWN, NJ	7	12	n/a	no
TIMOTHY H MILLER	Certified Financial Planner	MOORESTOWN, NJ	6	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEISLER, JOHN, JACOB	MEMBER, CCO	D	yes	01/2020	Jan 2, 2020	Mar 21, 2024
NEWS, PETER, RICHARD	Member	D	yes	01/2020	Jan 2, 2020	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$449M	$449M	7	4	0	n/a	n/a
2024	Mar 15, 2025	$365M	$363M	7	4	0	n/a	n/a
2023	Mar 21, 2024	$326M	$324M	8	5	0	n/a	n/a
2022	Mar 21, 2023	$299M	$296M	8	4	0	n/a	n/a
2021	Mar 23, 2022	$321M	$321M	8	4	0	n/a	n/a
2020	Mar 31, 2021	$293M	$291M	7	4	0	n/a	n/a
2019	Mar 20, 2020	$258M	$258M	6	4	0	n/a	n/a
2018	Mar 22, 2019	$198M	$198M	7	5	1	n/a	n/a
2017	Mar 29, 2018	$115M	$115M	5	3	1	n/a	n/a
2016	Mar 29, 2017	$102M	$102M	6	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$449M	$365M	23.1%	$299M	14.5%	7	7	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SUMMIT FINANCIAL GROUP INC	2	Jul 3, 2018	Jul 3, 2018	MOORESTOWN, NJ	Team lift out	Ibd to RIA	0.7%
VSR ADVISORY SERVICES	2	Aug 1, 2016	Apr 18, 2018	OVERLAND PARK, KS	Team lift out	Other	1.4%

Relationships

Registered with (6)

← TIMOTHY H MILLERAdvisorregistration: current employment
Aug 5, 2020 to presentfactForm ADV
← Nicholas William DeSantisAdvisorregistration: current employment
Jun 18, 2019 to presentfactForm ADV
← JOHN JACOB HEISLERAdvisorregistration: current employment
Jul 3, 2018 to presentfactForm ADV
← PETER RICHARD NEWSAdvisorregistration: current employment
Jul 3, 2018 to presentfactForm ADV
← DANIEL RICHARD ROCCATOAdvisorregistration: current employment
Apr 18, 2018 to presentfactForm ADV
← JENNIFER LYNN ANDERSONAdvisorregistration: previous registration
Oct 7, 2016 to Jun 10, 2025factForm ADV

Controls (2)

← HEISLER, JOHN, JACOBOwnerMEMBER, CCO, ownership code D, individual
Jan 2, 2020 to Mar 21, 2024factForm ADV
← NEWS, PETER, RICHARDOwnerMEMBER, ownership code D, individual
Jan 2, 2020 to Mar 21, 2024factForm ADV

Moved with (2)

← SUMMIT FINANCIAL GROUP INCRegistered adviser2 advisors, team lift out, same day
Jul 3, 2018 to Jul 3, 2018factForm ADV
← VSR ADVISORY SERVICESRegistered adviser2 advisors, team lift out, same day
Aug 1, 2016 to Apr 18, 2018factForm ADV

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
Jennifer Lynn Anderson left Quaker Wealth Management Llc for Awh Financial, Llc (registered 2024-11-07)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2020
Control person left
Richard Daniel Roccato (Managing Member/Cco) no longer on Schedule A of Quaker Wealth Management Llc (listed 2019-10-16, absent 2020-01-02)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2020
Control person joined
Jacob John Heisler (Member, Cco) appeared on Schedule A of Quaker Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 2, 2020
Control person joined
Richard Peter News (Member) appeared on Schedule A of Quaker Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Jul 7, 2016
First Form ADV filing
Quaker Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ada77ad8-3d66-efe4-8191-ae54e9409dda
First observed: Jul 7, 2016
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

QUAKER WEALTH MANAGEMENT LLC

CRD 284546

MOORESTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ada77ad8-3d66-efe4-8191-ae54e9409dda

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL RICHARD ROCCATO

n/a

MOORESTOWN, NJ

JOHN JACOB HEISLER

Certified Financial Planner

Moorestown, NJ

PETER RICHARD NEWS

Certified Financial Planner

Moorestown, NJ

Nicholas William DeSantis

Certified Financial Planner|Chartered Financial Analyst

MOORESTOWN, NJ

n/a

TIMOTHY H MILLER

Certified Financial Planner

MOORESTOWN, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEISLER, JOHN, JACOB

MEMBER, CCO

yes

01/2020

Jan 2, 2020

Mar 21, 2024

NEWS, PETER, RICHARD

Member

yes

01/2020

Jan 2, 2020

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$449M

n/a

2024

Mar 15, 2025

$365M

$363M

n/a

2023

Mar 21, 2024

$326M

$324M

n/a

2022

Mar 21, 2023

$299M

$296M

n/a

2021

Mar 23, 2022

$321M

n/a

2020

Mar 31, 2021

$293M

$291M

n/a

2019

Mar 20, 2020

$258M

n/a

2018

Mar 22, 2019

$198M

n/a

2017

Mar 29, 2018

$115M

n/a

2016

Mar 29, 2017

$102M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$449M

$365M

23.1%

$299M

14.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SUMMIT FINANCIAL GROUP INC

Jul 3, 2018

MOORESTOWN, NJ

Team lift out

Ibd to RIA

0.7%

VSR ADVISORY SERVICES

Aug 1, 2016

Apr 18, 2018

OVERLAND PARK, KS

Team lift out

Other

1.4%