DFX Intelligence

J••••• R••••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

J••••• R••••• V••••

Advisor at T••••• F••• W•••••

DARIEN, CT

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Search this name across graphsid dfx:ria:adb1fd98-2835-2e0d-3c10-4028d81aad90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• F••• W•••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• F••• W•••••	No RAUM reported	Aug 31, 2026	n/a	yes	DARIEN, CT	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	May 8, 2026	Sep 3, 2026	no	Darien, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	T••••• F••• W•••••	Sep 3, 2026	Aug 31, 2026	-3	Firm change	Ibd to new firm
U•• F•••••••• S••••••• I•••	S•••••• W••••• P•••••••• L••	Aug 6, 2024	May 8, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
153184:343559:CT:2026-09-03	Sep 3, 2026	Aug 31, 2026	DARIEN, CT	Firm change

Relationships

Registered with (4)

→ T••••• F••• W•••••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
May 8, 2026 to Sep 3, 2026factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2021 to Aug 6, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
J••••• R••••• V•••• left S•••••• W••••• P•••••••• L•• for T••••• F••• W••••• (registered 2026-08-31)
Form ADVobserved 7 days ago
Occurred
Aug 6, 2024
Advisor changed firm
J••••• R••••• V•••• left U•• F•••••••• S••••••• I••• for S•••••• W••••• P•••••••• L•• (registered 2026-05-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adb1fd98-2835-2e0d-3c10-4028d81aad90
First observed: Sep 15, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.