Y••• K••••••••

Advisor at A••• W••••• M••••••••• L••

TOMS RIVER, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adb45a59-5187-dd3b-1a52-83a167f24c61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• W••••• M••••••••• L••	Independent wealth	Sep 5, 2018	n/a	yes	TOMS RIVER, NJ	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Jan 8, 2013	Aug 29, 2018	no	WALL, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	A••• W••••• M••••••••• L••	Aug 29, 2018	Sep 5, 2018	7	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
15296:298085:NJ:2018-08-21	Aug 29, 2018	Sep 5, 2018	WALL, NJ	Firm change

Relationships

Registered with (2)

→ A••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 5, 2018 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2013 to Aug 29, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adb45a59-5187-dd3b-1a52-83a167f24c61
First observed: Jan 8, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.