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RIA / WealthAdvisor34 years in industry

MELISSA KAY STURGIS

Advisor at UMB PRIVATE WEALTH MANAGEMENT, LLC

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:adb9ed0d-6b8c-7ec0-3880-625cd4c09b11

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2006 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UMB PRIVATE WEALTH MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 30, 1992
First registration: Aug 16, 2006
Dual registered: no
IAPD individual key: 2222874

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UMB PRIVATE WEALTH MANAGEMENT, LLC	Mixed wealth	May 13, 2026	n/a	yes	OVERLAND PARK, KS	Current employment
FIDUCIARY INVESTMENT TRUSTS, LLC	Former SEC adviser	Nov 21, 2019	Mar 16, 2023	no	OVERLAND PARK, KS	Previous registration
PRIME CAPITAL FINANCIAL	Mixed wealth	Jul 20, 2017	Feb 21, 2025	no	OVERLAND PARK, KS	Previous registration
LAWING FINANCIAL INC	Former SEC adviser	Aug 16, 2006	Oct 13, 2017	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIME CAPITAL FINANCIAL	FIDUCIARY INVESTMENT TRUSTS, LLC	Feb 21, 2025	Nov 21, 2019	-1,919	Firm change after gap	Other
FIDUCIARY INVESTMENT TRUSTS, LLC	UMB PRIVATE WEALTH MANAGEMENT, LLC	Mar 16, 2023	May 13, 2026	1,154	Firm change after gap	Other
LAWING FINANCIAL INC	PRIME CAPITAL FINANCIAL	Oct 13, 2017	Jul 20, 2017	-85	Bulk transfer	Other

Relationships

Registered with (4)

→ UMB PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ PRIME CAPITAL FINANCIALRegistered adviserregistration: previous registration
Jul 20, 2017 to Feb 21, 2025factForm ADV
→ FIDUCIARY INVESTMENT TRUSTS, LLCRegistered adviserregistration: previous registration
Nov 21, 2019 to Mar 16, 2023factForm ADV
→ LAWING FINANCIAL INCRegistered adviserregistration: previous registration
Aug 16, 2006 to Oct 13, 2017factForm ADV

Dated events

Occurred
Feb 21, 2025
Advisor changed firm
Melissa Kay Sturgis left Prime Capital Financial for Fiduciary Investment Trusts, Llc (registered 2019-11-21)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2023
Advisor changed firm
Melissa Kay Sturgis left Fiduciary Investment Trusts, Llc for Umb Private Wealth Management, Llc (registered 2026-05-13)
Form ADVobserved 6 days ago