DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• A••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• A••••••• I••• | Bd affiliated wealth | Jan 30, 2015 | n/a | yes | Lynchburg, VA|BIRMINGHAM, AL|LYNCHBURG, VA | Current employment |
| S••••• A••• I••••••••• A•••••• S•••••••• I••• | Former SEC adviser | Jan 3, 2012 | Jan 30, 2015 | no | LYNCHBURG, VA|YOUNGSTOWN, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• A••• I••••••••• A•••••• S•••••••• I••• | S••••• A••••••• I••• | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |
| V••• F•••••••• A•••••••• I••• | S••••• A••• I••••••••• A•••••• S•••••••• I••• | Dec 31, 2011 | Jan 3, 2012 |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 27, 2006 | Dec 31, 2011 | no | GRAFTON, MA|LYNCHBURG, VA | Previous registration |
| E•••••••• F•••••••• S••••••• | n/a | Apr 16, 2001 | Dec 31, 2005 | no | LYNCHBURG, VA | Previous registration |
| 3 |
| Firm change |
| Other |
| E•••••••• F•••••••• S••••••• | V••• F•••••••• A•••••••• I••• | Dec 31, 2005 | Jan 27, 2006 | 27 | Firm change | Other |