DFX Intelligence

Data Factory

R••••••• J•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R••••••• J•••• W••••••

Advisor at A••••• A•• P••••••• S•••••••

Prairieville, LA | Frisco, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adc7e49a-51d6-0e0e-c32c-dcb2025fadc9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Apr 20, 2023	n/a	yes	Frisco, TX\|Prairieville, LA	Current employment
H••••• M••• I••••••••• I•••	No RAUM reported	Oct 1, 2020	Apr 11, 2023	no	SPRINGFIELD, IL\|Prairieville, LA\|BATON ROUGE, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• M••• I••••••••• I•••	A••••• A•• P••••••• S•••••••	Apr 11, 2023	Apr 20, 2023	9	Firm change	Other
P•••• S••••••••• L••	H••••• M••• I••••••••• I•••	Jul 8, 2020	Oct 1, 2020

Relationships

Registered with (5)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Apr 20, 2023 to presentfactForm ADV
→ H••••• M••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2020 to Apr 11, 2023factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 3, 2019 to Jul 8, 2020factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

Occurred
Apr 11, 2023
Advisor changed firm
R••••••• J•••• W•••••• left H••••• M••• I••••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2023-04-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adc7e49a-51d6-0e0e-c32c-dcb2025fadc9
First observed: Aug 22, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.