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Advisor at OSAIC WEALTH, INC.
FORT PIERCE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 28, 2024 | n/a | yes | FORT PIERCE, FL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 4, 2024 | Jul 2, 2024 | no | FORT PIERCE, FL | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Nov 6, 2017 | Mar 21, 2024 | no | FORT PIERCE, FL | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 17, 2016 | Nov 6, 2017 | no | OKEECHOBEE, FL|PORT ST LUCIE, FL|VERO BEACH, FL|FT PIERCE, FL|VERO BEACH, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 4, 2013 | Dec 31, 2016 | no | FORT PIERCE, FL|PORT ST LUCIE, FL|PORT ST LUCIE, FL|VERO BEACH, FL|VERO BEACH, FL|OKEECHOBEE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | OSAIC WEALTH, INC. | Jul 2, 2024 | Jun 28, 2024 | -4 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 4, 2024 | -17 | Bulk transfer | Ibd to ibd |
| TRUIST ADVISORY SERVICES, INC. | CETERA ADVISORS LLC | Nov 6, 2017 | Nov 6, 2017 | 0 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Aug 17, 2016 | -136 | Bulk transfer | Other |