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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PREPARED RETIREMENT INSTITUTE LLC

CRD 309663

MONTGOMERYVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adcd0687-0d6e-42b6-e50c-7199c05a1aa7

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Sep 1, 2021 to May 1, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $308MItem 5.F on the latest filing (2026-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $308M
Private client RAUM: $294MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $103Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 818
Individual clients: 171
High net worth clients: 81
Custody, client assets: $299M
SEC number: 801-122432
CRD: 309663
Filings on the tape: 10
First filed: Sep 1, 2021
Latest filed: May 1, 2026
Organised: Limited Liability Company, PA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW JOHN DZIEDZIC	n/a	MONTGOMERYVILLE, PA	6	21	1	no
MARK WILLIAM VANDENBURG	Certified Financial Planner	MONTGOMERYVILLE, PA	2	13	1	no
BRADLEY GARGES	Certified Financial Planner	MONTGOMERYVILLE, PA	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DZIEDZIC, ANDREW, JOHN	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	05/2020	Sep 1, 2021	Mar 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Jan 30, 2026	$299M	$299M	11	4	n/a	n/a
2024	Mar 27, 2025	$301M	$301M	9	2	n/a	n/a
2023	Mar 14, 2024	$281M	$281M	7	2	n/a	n/a
2022	Mar 17, 2023	$191M	$191M	7	3	n/a	n/a
2021	Mar 2, 2022	$123M	$123M	4	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$308M	$301M	2.2%	$191M	17.2%	11	9	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GENEOS WEALTH MANAGEMENT, INC.	2	Apr 12, 2024	Nov 9, 2020	MONTGOMERYVILLE, PA	Team lift out	Ibd to RIA	1.1%

Relationships

Registered with (5)

← BRADLEY GARGESAdvisorregistration: current employment
Mar 26, 2026 to presentfactForm ADV
← MARK WILLIAM VANDENBURGAdvisorregistration: current employment
Apr 16, 2024 to presentfactForm ADV
← ANDREW JOHN DZIEDZICAdvisorregistration: current employment
Aug 4, 2020 to presentfactForm ADV
← JAMES OTTO SHOUPAdvisorregistration: previous registration
Nov 9, 2020 to Mar 18, 2025factForm ADV
← SEAN GREGORY LINDERAdvisorregistration: previous registration
Sep 4, 2020 to Apr 8, 2024factForm ADV

Controls (1)

← DZIEDZIC, ANDREW, JOHNOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 1, 2021 to Mar 14, 2024factForm ADV

Moved with (1)

← GENEOS WEALTH MANAGEMENT, INC.Registered adviser2 advisors, team lift out, same day
Apr 12, 2024 to Nov 9, 2020factForm ADV

Dated events

Occurred
Mar 18, 2025
Advisor changed firm
James Otto Shoup left Prepared Retirement Institute Llc for Great Valley Advisor Group, Llc (registered 2025-03-17)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2024
Team lift-out
2 advisors left Geneos Wealth Management, Inc. (Montgomeryville, PA) for Prepared Retirement Institute LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Apr 8, 2024
Advisor changed firm
Sean Gregory Linder left Prepared Retirement Institute Llc for Newedge Advisors (registered 2024-02-28)
Form ADVobserved 4 days ago
Occurred
Sep 1, 2021
First Form ADV filing
Prepared Retirement Institute Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adcd0687-0d6e-42b6-e50c-7199c05a1aa7
First observed: Sep 1, 2021
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PREPARED RETIREMENT INSTITUTE LLC

CRD 309663

MONTGOMERYVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adcd0687-0d6e-42b6-e50c-7199c05a1aa7

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW JOHN DZIEDZIC

n/a

MONTGOMERYVILLE, PA

MARK WILLIAM VANDENBURG

Certified Financial Planner

MONTGOMERYVILLE, PA

BRADLEY GARGES

Certified Financial Planner

MONTGOMERYVILLE, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DZIEDZIC, ANDREW, JOHN

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

05/2020

Sep 1, 2021

Mar 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 30, 2026

$299M

n/a

2024

Mar 27, 2025

$301M

n/a

2023

Mar 14, 2024

$281M

n/a

2022

Mar 17, 2023

$191M

n/a

2021

Mar 2, 2022

$123M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$308M

$301M

2.2%

$191M

17.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GENEOS WEALTH MANAGEMENT, INC.

Apr 12, 2024

Nov 9, 2020

MONTGOMERYVILLE, PA

Team lift out

Ibd to RIA

1.1%