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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

DAVID L HENRY

Advisor at THE PATRIOT FINANCIAL GROUP, LLC

WALPOLE, MA

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Search this name across graphsid dfx:ria:add02bb0-211d-33de-19c1-93934c121f16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 27, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE PATRIOT FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Aug 5, 2019
First registration: Apr 27, 2021
Dual registered: no
Other names: Dave Henry|DAVID L HENRY|David Henry
IAPD individual key: 2285081

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	Sep 2, 2025	n/a	yes	WALPOLE, MA	Current employment
FINER WEALTH MANAGEMENT, INC.	Independent wealth	Feb 15, 2023	Nov 20, 2023	no	SALEM, MA	Previous registration
DHK FINANCIAL ADVISORS INC	Former SEC adviser	Feb 15, 2023	Sep 3, 2025	no	PORTSMOUTH, NH\|Boston, MA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 27, 2021	Dec 31, 2022	no	WAKEFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DHK FINANCIAL ADVISORS INC	THE PATRIOT FINANCIAL GROUP, LLC	Sep 3, 2025	Sep 2, 2025	-1	Firm change	Other
FINER WEALTH MANAGEMENT, INC.	DHK FINANCIAL ADVISORS INC	Nov 20, 2023	Feb 15, 2023	-278	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	FINER WEALTH MANAGEMENT, INC.	Dec 31, 2022	Feb 15, 2023	46	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ DHK FINANCIAL ADVISORS INCRegistered adviserregistration: previous registration
Feb 15, 2023 to Sep 3, 2025factForm ADV
→ FINER WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 15, 2023 to Nov 20, 2023factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 27, 2021 to Dec 31, 2022factForm ADV

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
David L Henry left Dhk Financial Advisors Inc for The Patriot Financial Group, Llc (registered 2025-09-02)
Form ADVobserved 5 days ago
Occurred
Nov 20, 2023
Advisor changed firm
David L Henry left Finer Wealth Management, Inc. for Dhk Financial Advisors Inc (registered 2023-02-15)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
David L Henry left Mml Investors Services, Llc for Finer Wealth Management, Inc. (registered 2023-02-15)
Form ADVobserved 5 days ago