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Advisor at NWF ADVISORY SERVICES INC
YORBA LINDA, CA | ANAHEIM HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Sep 19, 2014 | n/a | yes | YORBA LINDA, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Mar 22, 2005 | n/a | yes | ANAHEIM HILLS, CA | Current employment |
| WISE STEWARD ADVISORY SERVICES, INC. | n/a | Jan 18, 2012 | Dec 31, 2015 | no | ANAHEIM, CA | Previous registration |
| WISE STEWARD ADVISORY SERVICES, INC. | n/a | Feb 14, 2011 | Dec 31, 2011 | no | ANAHEIM, CA | Previous registration |
| WISE STEWARD ADVISORY SERVICES, INC. | n/a | Jan 29, 2007 | Dec 31, 2010 | no | YORBA LINDA, CA | Previous registration |
| WISE STEWARD ADVISORY SERVICES, INC. | n/a | Sep 14, 2005 | Dec 31, 2006 | no | ANAHEIM, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 22, 1998 | Feb 28, 2005 | no | ANAHEIM, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WISE STEWARD ADVISORY SERVICES, INC. | NWF ADVISORY SERVICES INC | Dec 31, 2015 | Sep 19, 2014 | -468 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | OSAIC WEALTH, INC. | Feb 28, 2005 | Mar 22, 2005 | 22 | Firm change | Other |