DFX Intelligence

T••••• G••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

T••••• G••• E••••••

Advisor at D•• W••••• S••••••••• L••

CLAYTON, MO

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Search this name across graphsid dfx:ria:add80640-297c-176b-4438-659ab81352de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• W••••• S••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 30, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•• W••••• S••••••••• L••	Former SEC adviser	Feb 6, 2002	n/a	yes	CLAYTON, MO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 24, 2002	Mar 2, 2007	no	CLAYTON, MO\|CLAYTON, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	D•• W••••• S••••••••• L••	Mar 2, 2007	Feb 6, 2002	-1,850	Firm change after gap	Other

Relationships

Registered with (2)

→ D•• W••••• S••••••••• L••Registered adviserregistration: current employment
Feb 6, 2002 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2002 to Mar 2, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:add80640-297c-176b-4438-659ab81352de
First observed: Jan 24, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.