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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

EVANSTON ADVISORS

EVANSTON INVESTMENTS INC, CRD 106269

SCHAUMBURG, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aded17e2-c1e5-5f81-9197-b94599e7f0f5

Data as of Mar 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Mar 18, 2019
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $505MItem 5.F on the latest filing (2019-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $505M
Private client RAUM: $489MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 641
Individual clients: 103
High net worth clients: 111
Custody, client assets: $19.3M
SEC number: 801-43993
CRD: 106269
Filings on the tape: 23
First filed: Mar 27, 2012
Latest filed: Mar 18, 2019
Organised: Corporation, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CANTRELL, KEITH, WEBSTER	President	C	yes	02/1982	Mar 27, 2012	Mar 18, 2019
JACKSON, DAVID, D	VICE-PRESIDENT	C	yes	03/2001	Mar 27, 2012	Mar 18, 2019
SNODGRASS, NATHAN	VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER	C	yes	01/1998	Mar 27, 2012	Mar 18, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 18, 2019	$505M	$505M	11	8	0	n/a	n/a
2017	Mar 29, 2018	$537M	$537M	11	2	0	n/a	n/a
2016	Mar 24, 2017	$579M	$579M	9	9	n/a	n/a	n/a
2015	Mar 22, 2016	$395M	$395M	9	9	n/a	n/a	n/a
2014	Mar 31, 2015	$386M	$386M	8	8	n/a	n/a	n/a
2013	Mar 29, 2014	$373M	$373M	5	2	n/a	n/a	n/a
2012	Mar 27, 2013	$318M	$318M	10	5	n/a	n/a	n/a
2011	Mar 27, 2012	$324M	$324M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$505M	$537M	-6.1%	$395M	8.5%	11	11	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CRESSET ASSET MANAGEMENT, LLC	5	Apr 22, 2019	Mar 28, 2019	SCHAUMBURG, IL	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (3)

← CANTRELL, KEITH, WEBSTEROwnerPRESIDENT, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV
← SNODGRASS, NATHANOwnerVICE-PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV
← JACKSON, DAVID, DOwnerVICE-PRESIDENT, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV

Registered with (7)

← NATHAN SNODGRASSAdvisorregistration: previous registration
Jul 28, 1998 to Apr 22, 2019factForm ADV
← Matthew James TerrienAdvisorregistration: previous registration
Apr 11, 2011 to Apr 22, 2019factForm ADV
← DAVID D JACKSONAdvisorregistration: previous registration
Mar 26, 2004 to Apr 22, 2019factForm ADV
← JEFFREY J CISMOSKIAdvisorregistration: previous registration
Nov 7, 2013 to Apr 22, 2019factForm ADV
← DOMINIC J MESSINAAdvisorregistration: previous registration
Sep 1, 2015 to Apr 22, 2019factForm ADV
← MICHAEL DAVID PENSINGERAdvisorregistration: previous registration
Aug 2, 2013 to Jan 10, 2014factForm ADV
← TIMOTHY JAMES OBENDORFAdvisorregistration: previous registration
May 21, 2009 to Mar 14, 2011factForm ADV

Moved with (1)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviser5 advisors, firm absorbed, same day
Apr 22, 2019 to Mar 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aded17e2-c1e5-5f81-9197-b94599e7f0f5
First observed: Mar 27, 2012
Last observed: Mar 18, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EVANSTON ADVISORS

EVANSTON INVESTMENTS INC, CRD 106269

SCHAUMBURG, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aded17e2-c1e5-5f81-9197-b94599e7f0f5

Data as of Mar 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CANTRELL, KEITH, WEBSTER

President

yes

02/1982

Mar 27, 2012

Mar 18, 2019

JACKSON, DAVID, D

VICE-PRESIDENT

yes

03/2001

Mar 27, 2012

Mar 18, 2019

SNODGRASS, NATHAN

VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

01/1998

Mar 27, 2012

Mar 18, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 18, 2019

$505M

n/a

2017

Mar 29, 2018

$537M

n/a

2016

Mar 24, 2017

$579M

n/a

2015

Mar 22, 2016

$395M

n/a

2014

Mar 31, 2015

$386M

n/a

2013

Mar 29, 2014

$373M

n/a

2012

Mar 27, 2013

$318M

n/a

2011

Mar 27, 2012

$324M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$505M

$537M

-6.1%

$395M

8.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CRESSET ASSET MANAGEMENT, LLC

Apr 22, 2019

Mar 28, 2019

SCHAUMBURG, IL

Firm absorbed

RIA to RIA

100.0%