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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 18, 2025 | n/a | yes | NAPERVILLE, IL | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jun 10, 2024 | Aug 15, 2025 | no | ROCKFORD, IL|North Aurora, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Aug 15, 2025 | Aug 18, 2025 | 3 | Firm change | Ibd to ibd |