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H••••• N••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

H••••• N••••• H•••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | ROCK HILL, SC

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Search this name across graphsid dfx:ria:adf0881a-7991-f079-e805-6392ba49595b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S•••••••• G••••	Independent wealth	Feb 26, 2026	n/a	yes	ROCK HILL, SC\|PLYMOUTH, MN	Current employment
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 1, 2021	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• A••••••••• I••	W••••• E••••••••• A••••••• S•••••••• L••	Dec 8, 2021	Dec 1, 2021	-7	Bulk transfer	RIA to ibd

Relationships

Registered with (3)

→ A••••••• S•••••••• G••••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 1, 2021 to presentfactForm ADV
→ C•••••• F•••••••• A••••••••• I••Registered adviserregistration: previous registration
Sep 12, 2021 to Dec 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adf0881a-7991-f079-e805-6392ba49595b
First observed: Sep 12, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.